BaFin German Financial
Material regulatory developments from Federal Financial Supervisory Authority are tracked daily by Cresthaven Analytics. Over the last 90 days, 6 material briefs relevant to professionals operating in the financial & capital markets sector have been published below. Each brief is sourced directly from the primary regulatory feed, summarized for institutional readers, and scored for materiality.
Recent material activity
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BaFin imposes two €55,000 administrative fines on a natural person for late voting rights notifications under German securities law
BaFin imposed two administrative fines of €55,000 each on July 15, 2026, against a natural person for failing to submit voting rights notifications on time under the German Securities Trading Act. The violations occurred…
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BaFin supervisory statement prohibits credit institutions and investment firms from accepting PFOF arrangements effective immediately
BaFin issued a supervisory statement on July 22, 2026 confirming that credit institutions and investment firms are prohibited from accepting payments or non-monetary benefits from third parties in exchange for order rout…
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BaFin fines Brown Capital Management LLC €187,500 for late voting rights notifications under German securities law
BaFin imposed administrative fines totaling €187,500 on Brown Capital Management LLC on July 10, 2026, for failing to submit voting rights notifications within the prescribed period under the German Securities Trading Ac…
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BaFin fines TeamViewer SE €240,000 for failing to disclose a cyberattack as inside information under MAR
BaFin imposed a €240,000 administrative fine on TeamViewer SE on July 16, 2026 for violating the Market Abuse Regulation. The violation concerned TeamViewer SE's failure to disclose a cyberattack as inside information wi…
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BaFin supervisory statement enables early adoption of Solvency II review relief measures for German insurers
On July 13, 2026, BaFin published a supervisory statement giving supervised insurers a structured pathway to access relief measures from the Solvency II review before full transposition into national law.
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BaFin suspects Hartmann & Benz LLC of offering tokenised securities in Germany without a required prospectus
BaFin published a consumer warning on June 15, 2026 identifying grounds to suspect that Hartmann & Benz LLC, a Washington-based entity, is offering tokenised securities under the names Easygold Token and EASG to the Germ…
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